Regulating (from) the inside the legal framework for internal control in banks and financial institutions
This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a for...
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| Formato: | Libro |
| Idioma: | Inglés |
| Publicado: |
Oxford :
Hart
2015
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| Ver en Universidad de Navarra: | https://innopac.unav.es/record=b37429176*spi |
| Sumario: | This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control. |
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| Descripción Física: | xix, 335 p. : il. ; 23 cm |
| Bibliografía: | Incluye referencias bibliográficas (p. 300-324) |
| ISBN: | 9781849465250 |
