Accounting guide brokers and dealers in securities
| Autor Corporativo: | |
|---|---|
| Formato: | Libro electrónico |
| Idioma: | Inglés |
| Publicado: |
[United States] :
American Institute of Certified Public Accountants
2019.
|
| Colección: | Wiley ebooks.
|
| Acceso en línea: | Conectar con la versión electrónica |
| Ver en Universidad de Navarra: | https://innopac.unav.es/record=b4064313x*spi |
Tabla de Contenidos:
- The Securities Industry
- Broker-dealer functions, books, and records
- Regulatory considerations
- Internal control
- Accounting standards
- Financial statement presentation and classification
- Information Sources
- Illustrative Example of Compliance Report Required by SEC Rule 17a-5
- Illustrative Example of Exemption Report Required by SEC Rule 17a-5
- The New Leases Standard: FASB ASC 842
- Accounting for Financial Instruments
- Schedule of Changes Made to the Text From the Previous Edition
- Glossary.
