Investor and industry perspectives on investment advisers and broker-dealers

In theory, financial professionals are relatively distinct: A broker conducts transactions in securities on behalf of others; a dealer buys and sells securities for his or her own accounts; and an investment adviser provides advice to others regarding securities. Broker-dealers and investment advise...

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Detalles Bibliográficos
Autor Corporativo: LRN-RAND Center for Corporate Ethics, Law, and Governance (-)
Otros Autores: Hung, Angela A. (-)
Formato: Libro electrónico
Idioma:Inglés
Publicado: Santa Monica, CA : Rand 2008.
Colección:EBSCO Academic eBook Collection Complete.
Technical report ; TR-556-SEC.
Acceso en línea:Conectar con la versión electrónica
Ver en Universidad de Navarra:https://innopac.unav.es/record=b31603245*spi
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Publicado 2008
Libro electrónico